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CAROL Project – Consultation on the Risk Management & Internal Control, Conduct of Business and Administration Chapters of the Rule Book 4 December 2007

A consultation on the Risk Management & Internal Control (Appendix A), Conduct of Business (Appendix B) and Administration (Appendix C) Chapters of the Rule Book has been published today. The Commission welcomes responses on any aspect of this consultation and would be grateful if comments could be submitted before 31st January 2008.

Persons wishing to comment on this consultation are advised to focus their attention initially on the RoadMap contained at Appendix D, which is included with the consultation paper. The RoadMap identifies the existing legislation and its new location in the Rule Book and, more importantly, highlights those areas of change to the existing legislation which may impact on licenceholders.

The consultative paper and its Appendices can be found on the Commission’s website at


Mrs Shirley E Corlett
Senior Adviser
Policy & Legal Division
Financial Supervision Commission
P O Box 58
Finch Hill House
Bucks Road
Isle of Man
IM99 1DT

Direct Line: 01624 689323

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